Important Consumer and Legal Information

This website is provided as a courtesy of Pacific Sun Financial Corp. It contains general information for educational purposes only. It is intended to help you understand how financial products and services may benefit you and your financial planning needs. It may contain references to concepts that have legal, accounting or tax implications. For specific professional advice relating to your particular facts and circumstances, you should consult a competent attorney, tax adviser, accountant, or other appropriate professional.

Pacific Sun Financial Corp is affiliated with National Securities Corporation, member FINRA/SIPC, a global financial services network. Investment Advisory Services are offered through National Asset Management, Inc., a Registered Investment Adviser. Securities are offered through National Securities Corp. Client accounts are carried by National Financial Services LLC, member NYSE/SIPC.

The information contained in this website is not intended to constitute an offer to sell any products or services outside of their registered jurisdiction. Not all products and services described here may be available in all states of the USA.

Mutual fund prospectuses should be read carefully before investing. Each prospectus contains complete information about the funds investment objectives, sales charges and expenses, management fees and other matters of interest. The information contained in this website has been obtained from, or prepared in reliance on sources believed to be reliable, but there is no guarantee of their accuracy or completeness. Specific recommendations are made based upon a review of the client's individual objectives, current portfolio, and risk tolerance.

Individual securities should be reviewed for their risk. Insurance policies and annuity contracts contain exclusions, reductions of benefits and terms for keeping them in force. Policies should be examined fully before acceptance. Securities, variable insurance products, and real estate investments are not insured by FDIC or any government agencies; they may lose value; they are not deposits of, or guaranteed by any bank or bank affiliate. Diversification does not ensure profit or guarantee against loss.

National Securities Corp and its affiliated companies and employees shall have no obligation to update or amend any information contained herein. Officers, directors, and/or employees of National Securities Corp may have positions and deal as principals in transactions and/or effect transactions in the securities listed in this website. Further information may be obtained directly from National Securities Corp.

Pacific Sun Financial Corp. and Mitchell J. Fisher may only transact business in a particular state after satisfying licensing and registration requirements. Transactions or compensation, which result from consumer responses, shall not occur without prior state compliance, and registration. For information regarding any disciplinary history or licensing status, you may contact your state securities law administrator. This website is not to be used to effect transactions in securities or to render personalized investment advice for compensation.

Important Legal Information

CONDITIONS OF USE

By using this site, you indicate your agreement to the following conditions of use without any limitation or qualification. Please read the conditions carefully before using this site. PACIFIC SUN FINANCIAL may at any time revise these terms and conditions by updating these materials. You are bound by any such revisions and should therefore regularly visit this page to review the then terms and conditions to which you are bound.

IMPORTANT CONSUMER INFORMATION

This communication is strictly intended for individuals residing in the state of (insert the state(s) in which you have securities registration, insurance license, and, if applicable, are registered a an investment adviser representative). No offers may be made or accepted from any resident outside the specific state(s) referenced.

An insurance agent, registered representative, investment adviser representative, or registered investment advisor may only transact business in a state if appropriately licensed or registered. Follow-up, individualized responses to a person in a state by such a firm or individual will not be made without first complying with appropriate licensing or registration requirements.

For information concerning licensing status or disciplinary history, consumers should contact their state insurance department or securities law administrator.

JURISDICTIONAL ISSUES

This website is controlled and operated by PACIFIC SUN FINANCIAL from its office(s) within the states of CALIFORNIA, United States of America. PACIFIC SUN FINANCIAL makes no representations that materials on www.pacsunfinancial.com are appropriate or available for use in any other locations. Those who choose to access this site from other locations do so on their own initiative and are responsible for compliance with local laws.

PACIFIC SUN FINANCIALoffers insurance and related products. PACIFIC SUN FINANCIAL does not offer securities and does not provide investment advice. Securities are offered through National Securities Corporation, 1001 Fourth Avenue, Suite 2200, Seattle, WA 98154. Member FINRA, SIPC. Investment advice is provided through National Asset Management, Inc. 1001 Fourth Avenue, Suite 2200, Seattle, WA 98154.

NOT AN OFFER TO SELL OR A SOLICITATION TO BUY

The information contained on this website is not an offer to sell or a solicitation to buy any security or insurance product. No security or other insurance product is offered or will be sold in any jurisdiction in which such offer or solicitation, purchase or sale would be unlawful under the insurance, securities, or other laws of the jurisdiction. Some insurance or securities products (or their underlying funds) may not be available in all jurisdictions and are generally not available for purchase outside of the United States of America. In addition, any mutual funds, variable insurance products, or variable annuity contracts referred to on this web site may be offered and sold only to persons in the United States of America. These products are distributed by National Securities Corporation, whose principal business address is 1001 Fourth Avenue, Suite 2200, Seattle, WA 98154.

DISCLAIMER

The materials on this website, www.pacsunfinancial.com, are provided “AS IS” and without warranties of any kind, either expressed or implied, including, but not limited to, implied warranties of merchantability and fitness for a particular purpose.> PACIFIC SUN FINANCIAL does not warrant that the functions contained in the materials will be uninterrupted or error-free, that defects will be corrected, or that this website or the server that makes it available are free of viruses or other harmful components. PACIFIC SUN FINANCIAL doe not warrant or make any representations regarding the use or results of the use of materials on this website in terms of their correctness, accuracy, reliability, or otherwise. You (and not PACIFIC SUN FINANCIAL) assume the entire cost of all necessary servicing, repair, or correction. Links to other sites can be accessed through this site. Such external Internet addresses contain information created, published, maintained, or otherwise posted by organizations independent and not under control of PACIFIC SUN FINANCIAL. PACIFIC SUN FINANCIAL does not endorse, approve, or certify any information, product, or service referenced or provided at such addresses. The material on this website is provided for informational purposes only and is not intended and should not be construed as legal, tax, or other professional advice. It is not a substitute for obtaining legal, tax, or other professional advice from competent, independent adviser in your jurisdiction.

LIMITATION OF LIABILITY

While PACIFIC SUN FINANCIAL uses reasonable efforts to include accurate and up-to-date information on this website, errors or omissions may occur. PACIFIC SUN FINANCIAL makes no warranties or representations as to the accuracy of the material on this website. Under no circumstances, including, but not limited to, negligence by act or omission, shall PACIFIC SUN FINANCIAL or any party involved in creating, producing, or delivering this website be liable for any direct, incidental, consequential, indirect, or punitive damages that result from use of, or the inability to use, the materials on this website, even if PACIFIC SUN FINANCIAL or a PACIFIC SUN FINANCIAL authorized representative has been advised of the possibility of such damages. Applicable law may not allow the limitation or exclusion of liability of incidental or consequential damages, so the above limitation or exclusion may not apply to you. In no event shall PACIFIC SUN FINANCIAL’S total liability to you for all damages, losses, and causes of action exceed the amount paid by you for accessing this website. PACIFIC SUN FINANCIAL assumes no responsibility and shall not be liable for any damages to, or viruses that may infect, your computer equipment or other property on account of your access to, use of, or browsing in this website or your downloading of any materials, data, text, images, video, or audio from this website.

RESTRICTIONS ON USE OF MATERIALS

This site is owned and operated by PACIFIC SUN FINANCIAL. Permission is granted to display and navigate around this website with a computer using HTML browser software, solely for personal, non-commercial use. Any commercial or public use of this website or any portion hereof is strictly prohibited. Except as otherwise permitted by PACIFIC SUN FINANCIAL, no materials from www.pacsunfinancial.com or any other website owned, operated, licensed, or controlled by PACIFIC SUN FINANCIAL may be copied, reproduced, republished, uploaded, posted, transmitted, or distributed in any way. You may download material displayed on this website for non-commercial, personal use only provided you also retain all copyright and proprietary notices contained on materials. You may not distribute, modify, transmit, reuse, repost, or use the content of this website for public or commercial purposes, including the text, images, audio, and video, without PACIFIC SUN FINANCIAL’s written permission. PACIFIC SUN FINANCIAL neither warrants nor represents that your use of materials displayed on this website will not infringe rights of third parties not owned by or affiliated with PACIFIC SUN FINANCIAL.

TRADEMARKS / SERVICE MARKS AND COPYRIGHTS

Images displayed on this website are either the property of, or used with permission by, PACIFIC SUN FINANCIAL. The use of these images by you, or anyone else authorized by you, is prohibited unless specifically permitted herein.> Any unauthorized use of the images may violate copyright laws, trademark laws, the laws of privacy and publicity, and communications regulations and statutes. All trademarks, service marks, trade Pacific Sun Financials, logos, and icons used by PACIFIC SUN FINANCIAL or any PACIFIC SUN FINANCIAL affiliated company are proprietary to PACIFIC SUN FINANCIAL. Nothing contained on the website should be construed as granting, by implication, estoppel, or otherwise, any license or right to use any trade mark or service mark displayed on this website without the written permission of PACIFIC SUN FINANCIAL or such third party that may own the trademarks or service marks displayed on this website. Your use of the trademarks or service marks displayed on this website, or any other content on this website, except as provided herein, or any other content on this website, except as provided herein, is strictly prohibited. Inquiries concerning use of PACIFIC SUN FINANCIAL trademarks, service marks, trade Pacific Sun Financials, logos, icons, copyrights, or other intellectual property should be addressed to PACIFIC SUN FINANCIAL, ADDRESS, United States of America. Any communications or material you transmit to this website by electronic mail or otherwise, including data, questions, comment, or suggestions, will not be treated as confidential nor as proprietary and will become the property of PACIFIC SUN FINANCIAL or its affiliates. Such communications or material shall be used for any purpose, including, but not limited to, reproduction, disclosure, transmission, publication, broadcast, and posting. Furthermore, PACIFIC SUN FINANCIAL is free to use any ideas, concepts, know-how, or techniques contained in any communication you send to this website for any purpose whatsoever, including, but not limited to, developing and marketing products using such information.

TRADEMARK / SERVICE MARK NOTICES

All trademarks, service marks, trade Pacific Sun Financials and logos used by PACIFIC SUN FINANCIAL or its subsidiaries are registered trademarks or service marks of PACIFIC SUN FINANCIAL. We are very protective of our trademarks and service marks.> All use of these marks must be with our permission. We will file appropriate legal actions to enjoin the unauthorized use of these marks. Under the law, we may be entitled to collect your profits, our actual damages, and, perhaps, even our attorneys’ fees. We thank you for your cooperation.

PRIVACY AND CONFIDENTIALITY

PACIFIC SUN FINANCIAL shall exercise reasonable precautions to maintain the confidentiality of all information provided by you in connection with accessing this site. Because such information can be accessed through the Internet, no assurance can be given to you that this information will remain secure. PACIFIC SUN FINANCIAL may, at times, disclose such information to its employees, representatives, officers, agents, or affiliates, as well as any government entity, in the conduct of its business, in order to comply with applicable rules, orders, subpoenas, or other legal processes, or in order to provide information to any government agency or official requesting such information, or for any other legitimate business purpose. This site does not collect personally identifying information about individuals except when specifically and knowingly provided by such individuals.

Pacific Sun Financial
95 Argonaut, Suite 105
Aliso Viejo, California 92656

Telephone: (949) 716-8646
Fax: (949) 716-8645
Email: mjfisher@nationalsecurities.com