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Privacy Notice
National Securities Corporation (NSC) has designed this privacy policy to protect the
confidentiality of information we receive about our current and former customers.
Nonpublic Personal Information Collected:
NSC collects nonpublic personal information about you from the following sources: (a) information
received from you in connection with applications and other forms for establishing and maintaining your investment accounts,
(b) information about your transactions with us, our affiliates or others, and (c) information we receive from a consumer
reporting agency.
Disclosure of Nonpublic Personal Information:
NSC will not disclose any nonpublic personal information collected about you except to
nonaffiliated third parties in connection with the creation or maintenance of your investment account(s) and to help us
process transactions for your account(s), and to affiliated companies. NSC will disclose nonpublic personal information only
to nonaffiliated third parties who are financial service providers, such as custodians, open and closed-end mutual fund
companies, variable life insurance companies, or other companies whose products are sold by NSC or companies we may use to
provide services for us. Affiliated companies to whom any nonpublic information may be disclosed include entities within NSC’s
family of financial services companies, including but not limited to National Holdings Corporation, National Asset Management,
Inc., National Insurance Corporation, vFinance Investments, Inc., and EquityStation, Inc.
We do not disclose any nonpublic personal information about our customers or former customers to
any other persons, except as permitted by law, or with your consent.
Protection of Your Information:
NSC and its affiliates take precautions to ensure your nonpublic personal information is protected
and accessed only by authorized individuals or organizations. Within NSC and its affiliates, we restrict access to nonpublic
information about you to employees and agents who need to know the information. We maintain physical, electronic, and
procedural safeguards that comply with federal standards to guard your nonpublic personal information.
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